D.17.4. Post-processing - Clean-up after migration

In this chapter, instructions are given on how to check the migration report and what peculiar migration issues should be taken into account when deciding on whether post-processing of any IUCLID5 dataset migrated from IUCLID4 is necessary.

D.17.4.1. Checking the migration report

Each migration process is logged. That is, the information on the migration process is recorded and stored in a log file. This migration report is attached to the Substance dataset created. It is provided in the form of a PDF document named after the created import file, but with file extension "pdf". You can access it as follows:

  1. Open the IUCLID 5 Substance dataset by double-clicking the Substance in the section tree.

  2. With the first section 1.1 Identification or any other of sections 1 to 3 being displayed, expand the Information window at the bottom, i.e. below the Data entry window, and click the Attachments Tab.

  3. Double-click the PDF document displayed to open it.

The migration report contains detailed information on all migration stages and steps, particularly messages about possible migration errors or failures. It is intended to assist the user in the decision on what data need to be checked and/or manually moved to a specific target field. There are two parts of migration results:

  • Mapping results: For each IUCLID 4 section, a report of the mapping and migration result is output in the log file.

  • Validation rules: For those IUCLID 4 records which include data that had to be transformed based on specific IUCLID 5 validation rules, a validation message is output in the log file.

In the following, sample parts of a typical migration report are presented:

Mapping results (first part of the migration report)
  • Contained no data: Indicates that the target IUCLID 4 section did not contain any data to migrate.

  • Migration successful: Indicates that all data of a IUCLID 4 section were migrated without any error or failure.

  • IUCLID 4 field label and name (e.g. Method [METHOD]), followed by the specification of the source record number and the possible target field and error message(s), e.g. "Failed to map the data (<data>)": Indicates that the data specified in parentheses could not be mapped with a specific target field. Both the source field and the possible target field are specified and an additional note is given explaining the reason why. An example is shown in the following screenshot:

  • IUCLID 4 field label and name, followed by the specification of the source record number and error message(s), e.g. "value 'hPa' not migrated": As explained in the error message.

    Caution

    For technical reasons, some error messages are "false" messages. They are logged because migration failed. However subsequent processes nevertheless may result in a satisfactory migration of the data in question. Once recorded, the failure messages cannot be deleted in the log file anymore. Examples of such false messages are shown in the following screenshots:

Validation results (Second part of the migration report)
  • Violation of rule 'upper precision !=null and upper value !=null' as upper precision is < and upper value is null: This or similar messages mean that the validation rule for numeric range fields in IUCLID 5 would be violated if the data from a numeric range field of an IUCLID 4 record were migrated field by field. This is because any lower qualifier field in IUCLID 5 only allows to select >, =>, ca. or blank (i.e. no entry), while any upper qualifier field only accepts <, <=, ca. or blank (i.e. no entry). A IUCLID 4 value of e.g. "< 20" included in a lower range field can therefore not be migrated to the lower range field of IUCLID 5. A transformation is required according to specific transformation rules. This is reflected by the note following the violation message, which indicates that data of IUCLID 5 field(s) were created based on the source data.

Important

As illustrated with the screenshots above taken from a sample report, most error messages pertain to very few specific cases where no mapping can be defined because either the structure is completely different between the two systems or the meaning of the source data is unclear. These cases are described in detail in chapter D.17.4.2.1 General migration issues as opposed to specific cases which are specified in chapter D.17.4.2.2 Specific migration issues.

D.17.4.2. Editing migrated records

After migrating a IUCLID 4 dataset to IUCLID 5 it has to be decided whether and to what extent the transformed dataset should be edited. Without prejudice to any specific requirements laid down in guidance documents for the relevant regulatory programme, a pragmatic approach may be taken to avoid unnecessary additional work for adjusting a migrated dataset. When deciding on editing a migrated dataset, two principle factors have to be distinguished, i.e.:

  • Need of technical editing due to differences in the source and target structure, which does not allow an exact mapping.

  • Need of editing the scientific content of the study summaries contained in that dataset in the view of possibly other requirements regarding the details to be recorded, in case the dataset is intended to be submitted for a specific legislation.

Here are some questions that should be asked when deciding on the post-migration editing:

  • What is the value of the dataset and the data included? Are these existing data used for other purposes than just to keep them stored?

  • Are the migration deficiencies reported in the migration log relevant enough to merit editing?

  • In case that data from specific target field(s) could not be mapped, but were migrated to some remarks field, does it matter if these data do not appear in the distinct IUCLID 5 field(s) that are now provided?

  • Is an update of the dataset considered necessary anyway in order to meet the requirements of the regulatory programme for which it is to be submitted?

  • If so, do all records have to be updated or is it sufficient to update only the robust summaries for key studies?

The decision on whether and to what extent a dataset should be edited after migration will have to be based on the balance between the purpose envisaged and the value the data have for that purpose before and possibly after updating the dataset. If a dataset is not used for a submission e.g. for REACH, it will probably not matter if for instance the data from IUCLID 4 field Method were migrated to IUCLID 5 field Principles of method if other than guideline or if a study on bioaccumulation in terrestrial animals was migrated to section 5.3.1 Bioaccumulation: aquatic / sediment instead to section 5.3.2 Bioaccumulation: terrestrial because the study type could not be analysed automatically.

In general, it can be concluded that the time and effort needed for technical editing in terms of moving data to other fields or sections is probably minor compared to updating the scientific content of a dataset (e.g. by adding more detailed information), if the study summaries do not meet the standards set out in the guidance documents for the relevant regulatory programme. If they do contain enough details of information, which however is mainly included in freetext fields, the use of common sense is recommended for deciding whether all kinds of pieces of information should be moved to the distinct fields and/or freetext templates foreseen now in IUCLID 5. The decisive criterion should be whether the relevant information is provided and not how it is provided.

Independent of any possible need of updating the scientific content, the guidance given in the following subchapters addresses the technical migration issues which can occur. It is divided into guidance on:

  • General migration issues;

  • Specific migration issues.

Tip

A unique record name is created automatically when a record is migrated to sections 4 to 10 of IUCLID 5. This name consists of the title of the IUCLID 5 section, followed by an indication that the data source was IUCLID 4 ("IUC4"), the original record order number and the original source section number, as shown in below screenshot. This makes it easier if you search for a specific record.

D.17.4.2.1. General migration issues

In the following cases, source and target fields or sections cannot be mapped to specific IUCLID 5 fields or sections, respectively, because different structures do not allow so. These cases can occur in all or most IUCLID 4 sections.

Numeric format

In IUCLID 5, values might appear to be rounded compared to the original values present in IUCLID 4. This is only a matter of display type. When you click in the field, the number will be displayed with full precision and can be scrolled to the right if necessary.

Numeric range fields

The structure of numeric range fields is completely different between the two IUCLID systems, i.e.:

  • In IUCLID 4, only the lower value subfield is preceded by a qualifier subfield, while both the lower and upper value field in IUCLID 5 come with qualifier subfields.

  • The single qualifier subfield in IUCLID 4 allows to select all operator types, i.e. =, <, <=, >, =>, ca. or blank (i.e. no entry), whereas the following validation rules apply in IUCLID 5:

    • Lower qualifier field only allows to select >, =>, ca. or blank (i.e. no entry);

    • Upper qualifier field only allows to select <, <=, ca. or blank (i.e. no entry).

    • Completing the upper qualifier and numeric field is only allowed, if either a lower value is already entered to specify a numeric range or if the upper value is preceded by either operator "<" or "<=".

    • No "equal to" sign (=) is provided. Instead, this is indicated by no operator being selected, i.e. the qualifier field is simply left empty. This is consistent with single numeric fields, where no "equal to" sign is provided either.

  • No strict validation rules were applied in IUCLID 4. Thus, it was possible to enter a single numeric value in the upper numeric field or to enter combinations that do not seem logical, e.g., "<20 ... 30" or "10 ... 5".

The migration tool transforms numeric range fields from IUCLID 4 according to the following rules:

As described in chapter D.17.4.1 Checking migration report, "violation of rule" messages are output in the log file, if IUCLID 4 data from numeric range fields could not be mapped directly with the corresponding IUCLID 5 target fields, but had to be transformed to fit the new structure. Depending on the source data, you may

  • ignore any "violation of rule" message, if misplaced IUCLID 4 values have simply been corrected;

  • ignore any "violation of rule" message, if the transformation of IUCLID 4 values has not changed their meaning;

  • manually correct values if their meaning has been changed by the transformation process.

Flags

There are several different kinds of flags in IUCLID 4, which however are all provided in one repeatable field. In IUCLID 5, several flags fields are available and the meaning of some of the flags is different. The migration of IUCLID 4 flags is accomplished according to the following rules:

It should be noted that the IUCLID 4 flags "Critical study for SIDS endpoint" and "Risk Assessment" will trigger the selection of flag "key study" in the Purpose flag field, because these flags were effectively used in IUCLID 4 for this purpose. In addition, the original flags will be migrated to the "other:" flag in field Regulatory purpose (which is a checkbox under heading Restriction of regulatory purpose) and thus be conserved.

Depending on the source data, you may consider adjusting the flags in the transformed dataset as follows:

  • Select IUCLID 5 flag "robust study summary", if applicable. No such flag was available in IUCLID 4.

  • Delete flag "key study" if the original IUCLID 4 flag was not used in that meaning. Note that flags "Risk Assessment" and "Critical study for SIDS endpoint" sometimes were also used to flag a record as being a robust study summary or otherwise of relevance, although the study was not used as key study. In this case, deselect flag "key study" and select flag "robust study summary".

IUCLID 4 field Method: picklist item "other:"

In IUCLID 4, picklist item "other: ..." was used in the case that either a specific test guideline was not available from the picklist or if the study was not conducted in accordance with any standard test guidelines. The migration tool cannot decide which is the case and therefore the IUCLID 4 information "other: ..." from field Method is migrated completely to target field Principles of method if other than guideline. So no data are lost and it is up to the user to decide whether corrections should be made in IUCLID 5. It is assumed there are only a few cases where the information transferred specifies a test guideline and is therefore misplaced. If so, it can be useful to delete the content of this field and select the respective test guideline in field Guideline instead.

Tip

Checking the migration report helps you to decide where corrections may be necessary in this respect. If a IUCLID 4 entry of type "other: ..." was transformed as described above, a message is output, which not only indicates the exact record involved, but also the content of the "other: ..." phrase. So you can decide right away whether it is a test guideline or not.

IUCLID 4 field Method: naming of EU methods

IUCLID 4 picklists for fields Method often list several specific versions of a EU test guideline, which however refer to the very same method. In IUCLID 5, no version or year indicators are used to name the EU methods. For example, IUCLID 4 methods "Directive 84/449/EEC A.10" and Directive 92/69/EEC A.10" refer to the very same guideline "EU Method A.10", which is selected in the corresponding IUCLID 5 field Guideline. In addition, the original IUCLID 4 phrase is added as "Cited as ... ". See the example in the following screenshot:

IUCLID 4 field Year (related to field Method)

IUCLID 4 field Year, if situated next to field Method, was used ambiguously. Some entered the year of the method (i.e. publication or update of the test guideline specified in field Method), which was in line with the IUCLID 4 context-sensitive help text, while others used this field to specify the year of the study completion. In IUCLID 5, the following fields are provided for these two different types of information:

  • Supplementary text field associated to the field Guideline: For including any other title of the test guideline draft used, a subtitle, another version or update number and the year of update (For instance, different titles and/or numbers may exist for a given EU test guideline.) See chapter D.4.7.7.3 Materials and methods.

  • Field Study period: For indicating the period during which the study was conducted if available, i.e. start and end date. See chapter D.4.7.7.1 Administrative data.

However, since the meaning of the year entered in the corresponding IUCLID 4 field cannot be automatically captured, this field is migrated to the Overall remarks field in IUCLID 5 and a note is included in parentheses as shown in the following screenshot:

When deciding on whether post-processing of this information is necessary, a pragmatic approach can be used:

  • Is it known whether field Year was used in a consistent way when the IUCLID 4 dataset was compiled. If so, a technical assistant may move this information to the respective IUCLID 5 field.

  • If it is not known whether the year entered in a record refers to the year of the method or the year of study completion, decide whether this information is an important criterion in determining the reliability of a study. If it is not, moving this information may not be necessary. If it is, at least for the robust study summaries used for REACH or BPD purposes the user should correct accordingly. This would mean that the original study report or publication would have to be consulted.

IUCLID 4 field Test substance

The three possible picklist options in IUCLID 4 field Test substance are migrated as text preceded by "IUCLID 4 Test substance: " to field Details of test material as shown in the following screenshot:

In addition, "yes" is selected in field Test material equivalent to submission substance identity for the following IUCLID 4 phrases:

  • "as prescribed by 1.1 - 1.4"

  • "no data"

  • no phrase selected (i.e. field left empty)

For IUCLID 4 phrase "other TS", nothing is selected in this IUCLID 5 field, because it cannot be automatically captured whether "other TS" means that another substance was used or that the same substance was used, but with another specification, e.g. purity. In addition, the following message is output in the log file:

IUCLID 4 freetext type RE (Reference)

Two different approaches are used in both systems for specifying bibliographic reference information:

  • IUCLID 4: The entire bibliographic reference is entered in one freetext field (type: RE). The entry of this kind of information was not standardised in IUCLID 4. Some users may e.g. have entered the first names of the author first, thus making it more difficult to retrieve references.

  • IUCLID 5: Any bibliographic reference is split up and entered in different subfields for Author, Year, Title, etc. as explained in chapter D.4.7.7.2 Data source.

Because of the non-standardised use of the source field RE it is impossible to split up this information automatically. The migration tool therefore transfers all the reference information into the Author field in IUCLID 5. If you wish to be completely in line with the IUCLID 5 requirements, you need to manually split the information found in the Author field and move the different pieces to the corresponding subfields by cut and paste.

IUCLID 4 field Order number

Two different approaches are used in both systems for achieving a user-defined order of study summary or freetext records in the endpoint-related sections 4 to 10:

  • IUCLID 4: Field Order number could be optionally used to sort a record explicitly. Records with no order number were sorted based on some generic algorithms, e.g. alphabetically based on a certain field.

  • IUCLID 5: Records are sorted consecutively in the order they are created. They can be re-sorted manually in the user interface as explained in chapter D.4.8.7 Reordering Endpoint study records.

During migration of IUCLID 4 datasets, the order of the source records is kept as far as possible. The original order number is added to the new record name, which is created. If no order number was used, a consecutive number is added by default. In the case that records from different IUCLID 4 sections are transferred to one and the same IUCLID 5 section, there can be duplicate order numbers appearing in the record names. However, these records can still be distinguished based on the indication of the original source section. See the following screenshot:

IUCLID 4 freetexts

Following IUCLID 4 freetext types are migrated to specific IUCLID 5 fields because the type of information can easily be allocated to IUCLID 5 target fields:

  • IUCLID 4 freetext type TS (Test substance): migrated to IUCLID 5 field Details on test material.

  • IUCLID 4 freetext type RL (Reliability): migrated to IUCLID 5 field Rationale for reliability.

  • IUCLID 4 freetext type RE (Reference): migrated to IUCLID 5 field Author as described above.

  • IUCLID 4 freetext type CL (Conclusions): migrated to IUCLID 5 field Conclusions.

  • IUCLID 4 freetext type AD (Attached document): migrated to IUCLID 5 field Remarks in Tab Attachments of the Information window.

The other freetext types can only be migrated to generic IUCLID 5 freetexts as follows:

  • IUCLID 4 freetext type ME (Method): migrated to IUCLID 5 field Any other information on materials and methods incl. tables.

  • IUCLID 4 freetext type TC (Test conditions): migrated to IUCLID 5 field Any other information on materials and methods incl. tables.

  • IUCLID 4 freetext type RS (Results): migrated to IUCLID 5 field Any other information on results incl. tables.

  • IUCLID 4 freetext type RM (Remarks): migrated to IUCLID 5 field Overall remarks.

  • IUCLID 4 freetext type CT (Country): migrated to IUCLID 5 field Overall remarks.

  • IUCLID 4 freetext type SO (Source): migrated to IUCLID 5 field Overall remarks.

The reason for this is that Endpoint study records of IUCLID 5 are generally much more structured than in IUCLID 4, not only with regard to distinct data entry fields, but also in the way freetext information is handled. In the framework of the OECD Harmonised Templates Project (see chapter D.4.7.1 What is an Endpoint study record?), a need was expressed to describe additional information in several freetext fields, which are provided for the different parts of a (robust) study summary. For instance, instead of putting all details on test conditions in one freetext field as done in IUCLID 4, they are included in several freetext fields, e.g. Details on test animals and environmental conditions, Details on exposure, Details on analytical verification of doses or concentrations, Details on study design, Observations and examinations performed and frequency, Sacrifice and pathology.

As outlined in chapter D.17.4.2 Editing migrated records, The decision on whether and to what extent freetexts should be edited after migration will have to be based on the balance between the purpose envisaged and the value the data have for that purpose before and possibly after updating the dataset. It may not matter whether freetext field Any other information on materials and methods incl. tables contains all details on the methodology and test conditions of a study. What counts more is that the level of detail is in line with that required for the intended submission. But in the end, it depends on the requirements of the regulatory programme as to how close the structure of the new IUCLID has to be followed. In any case, data entry fields that are included in completeness checks by regulatory authorities should be taken into consideration.

D.17.4.2.2. Specific migration issues

In this chapter, each IUCLID4 section is addressed and specific migration issues are described if any.

D.17.4.2.2.1. IUCLID 4 Section 1: General Information
General remarks on legal entities and sites (company information, production site, importer, formulator, recipient)

In IUCLID 5 the philosophy is that Legal entities should have a unique identifier across different IUCLID installations. This is very difficult to enforce during migration. The only unique identifier for a company is the PIN code issued for using IUCLID 4. This code will be used to create a Legal entity for the IUCLID 4 database owner. In this way, the number of Legal entities created is controlled and the existing Legal entities all represent unique companies. All other company information found in the IUCLID 4 sections 1.0.1., 1.0.2., 1.0.3. will not be used for the creation of new Legal entities, except for the Contact person information in section 1.0.1, which is preserved in the Remarks field in the Contact person part in IUCLID 5 section 1.1 Identification.

In IUCLID 5, the uniqueness of important Legal entities that are used to specify the ownership of the Substance is enforced by creating them centrally at the IUCLID web site, where also the IUCLID 5 application itself is available. If a user creates a Legal entity object (LEO) that describes his own Company/organisation or the Company/organisation he represents, this would be called an official Legal entity. Only official Legal entities can be assigned to a user account.

Legal entities can also be created locally in any IUCLID 5 installation. They are called non official Legal entities and are used to describe e.g. suppliers or recipients of a Substance or a Mixture. Obviously these Legal entity elements are not unique in different IUCLID 5 installations and may be not even unique within one installation.

Legal entity sites are not migrated from IUCLID 4 because this would cause a huge number of duplicate records in the IUCLID 5 database. In IUCLID 4, there is no central repository for sites so that the information on the same site is present in many places. As it is virtually impossible to match entries that are referring to the same site, but use e.g. different abbreviations or different spelling, the only workable way to create clean IUCLID 5 data is to create the Legal entity site elements directly in IUCLID 5.

Legal entity sites can be created locally in any IUCLID 5 installation and are always attached to an official Legal entity as described above. After creation these Legal entity site objects have to be attached to the migrated substances in IUCLID 5 section 3.3 Sites. The information from the IUCLID 4 data can be found in the migration report.

IUCLID 4 Section 1.0.1 Applicant and Company Information

The information on the applicant is migrated into IUCLID 5, but it is not taken from the fields provided in IUCLID 4 section 1.0.1.

Only the contact information will be transferred to IUCLID 5 section 1.1 Identification and inserted in the part Contact person. The rest of the information contained in this IUCLID 4 section is not migrated, but can be found in the migration report. Refer to chapter D.9 Legal Entity (create and update company-/organisation-related information) for more information.

IUCLID 4 Section 1.0.2 Location of Production Site, Importer or Formulator

The information in this section is not migrated, but can be found in the migration report. If necessary, new Legal entity sites have to be created, attached to the correct Legal entity object and added to IUCLID 5 section 3.3 Sites. Refer to chapter D.9 Legal Entity (create and update company-/organisation-related information) for more information.

IUCLID 4 Section 1.0.3 Identity of Recipients

The information in this section is migrated into a newly created Legal entity. Refer to chapter D.9 Legal Entity (create and update company-/organisation-related information) for more information.

IUCLID 4 Section 1.0.4 Details on Category/Template

If templates/categories are used in IUCLID 4, these are migrated to a new inherited template in IUCLID5, as there is no way to automatically analyse whether the IUCLID 4 dataset was used as a Template or Category dataset. If the latter is the case, post-processing is required and a new Category should be created in IUCLID 5. The process should include adding the Substance and the automatically created Template to the Category dataset and removing the Template reference from the Substance (in IUCLID 5 section 0.1 Templates).

IUCLID 4 Section 1.1.0 Substance Identification

The substance identification is not migrated. The relevant information for IUCLID 5 section 1.1 Identification and 1.2 Composition are taken from the dataset definition/head information in IUCLID 4.

IUCLID 4 Section 1.1.1 General Substance Information

The information found in this section is used to create entries in IUCLID 5 section 1.2 Composition. But as data exchange with other companies and with the European Chemical Agency (ECHA) is an essential and frequent task, data integrity is a problem here. To ensure that there will not be multiple entries for the same chemical substance in the table of Reference substances and that even different companies share the same identifier for the same Reference substance, a set of Reference substances will be made available covering as many chemical substances as possible, on the IUCLID web site. They can be downloaded and imported into any IUCLID local installation. During the migration process, the migration tool checks whether the Reference substance already exists. In detail the process is as follows:

  1. If the same EC number exists, the existing Reference substance is used.

  2. If the same CAS number exists, the existing Reference substance is used.

  3. If neither is found, a new Reference substance is created in IUCLID5.

In cases 1 and 2, the information on the substance identification in the IUCLID 4 dataset is ignored. Of course information that is targeted to section 1.2 Composition is still transferred.

Note

We strongly suggest to download and import all relevant References substances from the IUCLID 5 web site, as this will ensure that your Reference substances are consistent with other IUCLID 5 installations. Moreover the predefined Reference substances contain all relevant information including the SMILES notation, which is required in Annex VI of the REACH legislation.

IUCLID 4 Section 1.1.2 Spectra

For each record in IUCLID 4 a new block of fields Results of analysis is created in IUCLID 5 section 1.4 Analytical information. The "Type of Spectra" information is concatenated into the Remarks field and all attached documents are attached to this section.

IUCLID 4 Section 1.2. Synonyms and Trade names

Target chapter in IUCLID 5 is section 1.1 Identification.

IUCLID 4 Section 1.3 Impurities

The information in this section is a part of field block Substance composition in IUCLID 5 section 1.2 Composition.

IUCLID 4 Section 1.4 Additives

The information in this section is a part of field block Substance composition in IUCLID 5 section 1.2 Composition.

IUCLID 4 Section 1.5 Total Quantity

The information in this section is migrated to the Remarks field in IUCLID 5 section 3.2 Estimated quantities. The relevant information has to be moved manually into the respective fields Year, Tonnage and Own use of field block Estimated quantities.

IUCLID 4 Section 1.6.1 Labelling

This information is migrated to the block of fields Classification and Labelling according to 67/548/EEC (DSD) in IUCLID 5 section 2.2 DSD - DPD.

IUCLID 4 Section 1.6.2 Classification

In most cases, a substance will have only one labelling and the corresponding classifications. Migration should then not cause any problem. Some substances, however, can have multiple labellings and classifications. In such cases, there is usually one labelling “provisionally by the manufacturer” and one official labelling “as in Directive 67/548/EEC”. No problems should occur.

Problematic cases arise when multiple labellings and corresponding classifications of the same type (e.g. “provisionally by the manufacturer”) exist. In these cases there is no way to automatically determine the correct behaviour. Therefore, pre-processing the records involved will be necessary by entering order numbers as instructed in chapter D.17.2 Preparing for data migration.

IUCLID 4 Section 1.6.3 Packaging

This kind of information is not present in IUCLID 5 anymore and therefore not migrated. However, it is included in the migration report. If appropriate, it can be added manually to the Notes field in the block of fields Classification and Labelling according to 67/548/EEC (DSD) in IUCLID 5 section 2.2 DSD - DPD or in field Handling and storage of section 11 Guidance on safe use.

IUCLID 4 Section 1.7 Use Pattern

Two different approaches are used in both systems:

  • IUCLID 4: The use patterns can be described in several records. For the same substance, several combinations of type of use and use category may be specified, e.g. "industrial - Use in closed system", "type - wide dispersive use" or "Use in a closed system".

  • IUCLID 5: All use patterns are described in repeatable blocks of fields in section 3.5 Identified uses and exposure scenarios, which are combined in one record.

The problem arises how to combine the correct records into one IUCLID 5 entry. For example it could happen that substance X has several specifications of industrial or professional uses like "non-dispersive use" and "use in a closed system". Each of these can be associated with one or more industrial categories, each of which can be associated with one or more use categories. The migration tool creates, for each record in IUCLID 4, one Use pattern entry in IUCLID 5, with all main categories ("Type of use: type") containing one entry with all the industrial categories ("Type of use: industrial") found in IUCLID 4 and one entry without specified industrial category collecting all use categories ("Type of use: use"). However, because it is difficult to automatically migrate to appropriate IUCLID 5 fields, the user should review the migration result and revise it manually if necessary.

IUCLID 4 Section 1.7.1 Detailed Use Pattern

The information in this section is migrated to the block of fields Identified use in IUCLID 5 section 3.5 Identified uses and exposure scenarios, which has the main categories ("Type of use: type") defined in IUCLID 4 chapter 1.7. ("Use Pattern"). For each record in 1.7.1 a new "Industry and use category" entry is created in IUCLID 5 section 3.5 Identified uses and exposure scenarios saving most of the information. Any information that cannot be migrated to an appropriate target field is included in the migration report.

IUCLID 4 Section 1.7.2 Methods of Manufacture

The information in this section is migrated to field Methods of manufacture in IUCLID 5 section 3.1 Technological process.

IUCLID 4 Section 1.8 Regulatory Measures

A section for this kind of information is not provided in IUCLID 5 anymore. The IUCLID 4 information is therefore not migrated. However, it is included in the migration report.

IUCLID 4 Section 1.8.1 Occupational Exposure Limit Values

The information in this section is migrated to field Exposure controls/ personal protection in IUCLID 5 section 11 Guidance on safe use.

IUCLID 4 Section 1.8.2 Acceptable Residues Levels

The information in this section is migrated to field Exposure controls/ personal protection in IUCLID 5 section 11 Guidance on safe use.

IUCLID 4 Section 1.8.3 Water Pollution

A section for this kind of information is not provided in IUCLID 5 anymore. The IUCLID 4 information is therefore not migrated. However, it is included in the migration report.

IUCLID 4 Section 1.8.4 Major Accident Hazards

A section for this kind of information is not provided in IUCLID 5 anymore. The IUCLID 4 information is therefore not migrated. However, it is included in the migration report.

IUCLID 4 Section 1.8.5 Air Pollution

A section for this kind of information is not provided in IUCLID 5 anymore. The IUCLID 4 information is therefore not migrated. However, it is included in the migration report.

IUCLID 4 Section 1.8.6 Listings e.g. Chemical Inventories

Only part of the information in this section is migrated. The information in field Type is migrated to field Synonyms of the IUCLID 5 template for Reference substances , which is a separate inventory in IUCLID5. Any entry is transformed in such a way that "listed" is added to the original value. For example, if field Type contains "EINECS", it is transformed to "EINECS listed" and entered in target field Synonyms.

Information from inventories (e.g. TSCA, DSL) is migrated to the Reference substance in the field Synonyms, if no pre-filled Reference substance is present. Otherwise the information is transfered to the migration report. The information in the field additional information is transfered to the migration report in any case.

IUCLID 4 Section 1.9.1 Degradation / Transformation Products

Depending on the type of degradation the information from this section is migrated to the following target sections in IUCLID5:

  • Section 11 Guidance on safe use, field Fire-fighting measures: if type of degradation is "combustion products" and "thermal breakdown products".

  • Section 11 Guidance on safe use, field Stability and reactivity: if type of degradation is "reaction product".

  • Section 5.6 Additional information on environmental fate and behaviour: for all other types of degradation.

IUCLID 4 Section 1.9.2 Components

There are two possible uses of this IUCLID 4 section:

  • Phrase "The chemical is a component of" selected in field Select Heading: This means that the substance in question is a component of a mixture, the identity of which is specified in this record. Unfortunately it is almost impossible to identify the target Substance or Mixture unambiguously during migration. Therefore, this information cannot be migrated automatically to an appropriate target field. Instead, the information is included in the migration report and has to be added manually to IUCLID 5 after migration, if necessary.

  • Phrase "Components of the chemical are" selected in field Select Heading: This means that the constituents of the substance described in this dataset are identified in one or several records. For each of these records, a separate block of fields is created in IUCLID 5 section 1.2 Composition as follows: the first field Name is completed with "Composition records (IUC4 ch. 1.9.2)". In field Reference substance of the nested block Constituents, a link to the respective Reference substances is included.

    Note

    There is no concentration information in the IUCLID 4 dataset. This information has to be added manually after import.

IUCLID 4 Section 1.10 Source of Exposure

The information from this section is migrated to an appropriate field in IUCLID 5 section 3.8 Exposure estimates, except when "Source of exposure: other" is specified. In this case, the information cannot be migrated automatically, but will be included in the migration report.

IUCLID 4 Section 1.11 Additional Remarks

As there is no indication about the nature of these additional remarks in the IUCLID 4 data format, the information form this chapter cannot be automatically migrated. All records are therefore included in the migration report only and have to be moved to an appropriate IUCLID 5 field related to the Substance, if necessary.

IUCLID 4 Section 1.12 Last Literature Search

The information in this section is migrated to IUCLID 5 section 12. Literature search.

IUCLID 4 Section 1.13 Reviews

As there is no indication as to what the review remarks refer to, all remarks are transferred to the migration report and have to be manually attached to the IUCLID 5 dataset either in the form of annotations (see chapter D.4.9.6 Tab "Annotations") or as an assessment report in section 13 Assessment reports, if necessary.

D.17.4.2.2.2. IUCLID 4 Section 2: Physico-chemical Data

For general migration issues refer to the explanations given under chapter D.17.4.2.1 General migration issues. In the following only specific aspects are addressed.

IUCLID 4 Section 2.1 Melting Point

No specific migration issues.

IUCLID 4 Section 2.2 Boiling Point

No specific migration issues.

IUCLID 4 Section 2.3 Density

No specific migration issues.

IUCLID 4 Section 2.3.1 Granulometry

No specific migration issues.

IUCLID 4 Section 2.4 Vapour Pressure

Numeric range fields labelled Value: Upper value is migrated to text field Remarks of field block Vapour pressure, because only one numeric value can be entered for a given temperature in IUCLID 5. The block is designed repeatable allowing to specify different vapour pressure values at different temperatures.

IUCLID 4 Section 2.5 Partition Coefficient

Field Partition Coefficient: For phrases "water - air" or "soil-water" following note is entered in the migration report: Partition coefficient type may not be valid for this endpoint. If so, consider moving of study to appropriate chapter. In IUCLID 5, sections 5.4.1 Adsorption / desorption and 5.4.2 Henry's Law constant are provided for data on soil - water or water - air partition, respectively.

IUCLID 4 Section 2.6.1 Solubility in Different Media

Field Solubility in: Determines whether a record is migrated to section 4.8 Water solubility or 4.9 Solubility in organic solvents / fat solubility, provided that this field is completed.

IUCLID 4 Section 2.6.2 Surface Tension

No specific migration issues.

IUCLID 4 Section 2.7 Flash Point

No specific migration issues.

IUCLID 4 Section 2.8 Auto Flammability

No specific migration issues.

IUCLID 4 Section 2.9 Flammability

No specific migration issues.

IUCLID 4 Section 2.10 Explosive Properties

No specific migration issues

IUCLID 4 Section 2.11 Oxidizing Properties

No specific migration issues.

IUCLID 4 Section 2.12 Dissociation Constant

Field Acid-base Constant: Migrated to field Remarks in block Dissociation constant because no distinct numeric pKa value can be captured from this IUCLID 4 text field.

IUCLID 4 Section 2.13 Viscosity

No specific migration issues.

IUCLID 4 Section 2.14 Additional Remarks

Target section in IUCLID5 is 4.23 Additional physico-chemical information.

D.17.4.2.2.3. IUCLID 4 Section 3: Environmental Fate and Pathways

For general migration issues refer to the explanations given under chapter D.17.4.2.1 General migration issues. In the following only specific aspects are addressed.

IUCLID 4 Section 3.1.1 Photodegradation

Fields Type / Method: Determine whether a record is migrated to section 5.1.1 Phototransformation in air, 5.1.3 Phototransformation in water or 5.1.4 Phototransformation in soil, provided that appropriate data are available. Default section is 5.1.1 Phototransformation in air (if medium type cannot be captured). If phrase = "other", the following note is included in the migration report: CAVEAT: The record with test type "other" may not fit into this chapter. If so, consider moving of study to appropriate chapter, e.g. "Additional information on environmental fate and pathways".

Field Spectrum of Substance: epsilon (max.) / epsilon [295]: No units specified in IUCLID 4; hence, no units are selected in the corresponding IUCLID 5 field.

Field Method: Following picklist phrases trigger selection of phrase "experimental result" in field Study result type. In addition, the following note is included in the migration report in case of method = OECD Guideline draft (Photochemical Oxidative Degradation in the Atmosphere): "Experimental result" assumed. If not, change entry in field "Result type" accordingly."

IUCLID 4 Section 3.1.2 Stability in Water

Field Type: Determines whether a record is migrated to section 5.1.2 Hydrolysis (phrase = abiotic) or 5.6 Additional information on environmental fate and behaviour (phrase = biotic; stability in sediments). Default section is 5.1.1 Phototransformation in air (if medium type cannot be captured). If phrase = "other", the following note is included in the migration report: CAVEAT: The record with test type "other" may not fit into this chapter. If so, consider moving of study to appropriate chapter, e.g. "Additional information on environmental fate and pathways".

Field Degradation (numeric range): % degradation values are converted to total recovery (in %) based on formula [100 - IUC4 value] and migrated to target field block Total recovery of test substance (in %).

IUCLID 4 Section 3.1.3 Stability in Soil

Target section is 5.2.3 Biodegradation in soil as specified in the OECD SIDS Manual and based on the test guidelines provided for this field in IUCLID 4.

Field DT90 (numeric range): Values are concatenated and migrated to target field Half-life / dissipation time of parent compound, field Remarks (e.g. regr. equ., r2, DT90).

IUCLID 4 Section 3.2.1 Monitoring Data (Environment)

No specific migration issues

IUCLID 4 Section 3.2.2 Field Studies

No specific migration issues

IUCLID 4 Section 3.3.1 Transport between Environ. Compart

Fields Type / Method: Determine whether a record is migrated to section 5.4.1 Adsorption / desorption (phrases = adsorption, desorption or EPA OTS 796.2750, EPA OPPTS 835.1110, EPA OPPTS 835.1220, OECD Guideline 106), 5.4.3 Distribution modelling (phrases = fugacity model level I, fugacity model level II, fugacity model level III), or 5.4.4 Other distribution data (other phrases).

IUCLID 4 Section 3.3.2 Distribution

Fields Media / Method: Determine whether a record is migrated to section 5.4.1 Adsorption / desorption (phrases = water - soil, water - sediment or OECD Guideline 106) or 5.4.3 Distribution modelling (other phrases).

IUCLID 4 Section 3.4 Mode of Degradation in Actual Use

No specific migration issues

IUCLID 4 Section 3.5 Biodegradation

Fields Type / Method: Determine whether a record is migrated to section 5.2.1 Biodegradation in water: screening tests, 5.2.2 Biodegradation in water and sediment: simulation tests or 5.2.3 Biodegradation in soil (other phrases). Default section is 5.2.1 Biodegradation in water: screening tests in case that both Type and Method are either unspecified or too unspecific.

Fields Kinetic of Test Substance / Kinetic of Control Substance (several numeric range blocks): Values are concatenated and migrated to target field Details on results, because uploading and completing a predefined table is provided for these data in IUCLID 5 now. The migrated data do not necessarily have to be transferred to such a table.

IUCLID 4 Section 3.6 BOD5, COD or BOD5/COD Ratio

No corresponding separate section in IUCLID 5. Target section is 5.2.1 Biodegradation in water: screening tests.

Field Ratio BOD5/COD: Converted to BOD5*100/COD and migrated to target field block BOD5/COD results.

IUCLID 4 Section 3.7 Bioaccumulation

Target section is 5.3.1 Bioaccumulation: aquatic / sediment.

Field Species: Picklist phrase "other" triggers output of following note in the migration report: Studies with terrestrial species cannot be captured automatically. Check and transfer to chapter "Bioaccumulation: terrestrial" as appropriate.

IUCLID 4 Section 3.8 Additional Remarks

No specific migration issues.

D.17.4.2.2.4. IUCLID 4 Section 4: Ecotoxicity

For general migration issues refer to the explanations given under chapter D.17.4.2.1 General migration issues. In the following only specific aspects are addressed.

IUCLID 4 Section 4.1 Acute/Prolonged Toxicity to Fish

Field Method: Determines whether a record is migrated to section 6.1.1 Short-term toxicity to fish or 6.1.2 Long-term toxicity to fish. Default section is 6.1.1 Short-term toxicity to fish.

Field Method: Phrases "EPA OTS 797.1995 (Tadpole/Sediment Subchronic Toxicity Test)" or "EPA OPPTS 850.1800 (Tadpole/Sediment Subchronic Toxicity Test)" trigger the output of a note in the migration report: Test guideline may not be valid for this endpoint. If so, consider moving of study to appropriate chapter.

Field Species: Phrases "Brachydanio rerio" and "Salmo gairdneri" are mapped with IUCLID5 phrases "Brachydanio rerio (new name: Danio rerio)" and "Salmo gairdneri (new name: Oncorhynchus mykiss)", respectively.

Field Exposure period: Used in IUCLID 4 to specify the exposure period for all effect levels and is therefore duplicated to all target fields Duration in repeatable block Effect concentrations.

Field Endpoint (free text fields below LC100 field): In this free text field, users sometimes indicated another exposure duration together with the endpoint (e.g. LC10-24h or 24 h LC10). Because such values cannot be automatically assigned to Duration, the following note is included in the migration report: Warning: If endpoint type includes exposure duration (e.g. EC50-24h), check if it is consistent with value in subfield "Duration".

Field MC (no field label; first subfield after label NOEC etc.): Possible phrases in "c" (calculated) or "m" (measured/nominal). In IUCLID 5 another approach is used, i.e. there is a distinction between effect levels based on measured or nominal concentrations. As a workaround, the IUCLID 4 phrase is migrated to subfield Remarks of field block Effect levels as follows: c" (calculated) or IUCLID 4 note: "m" (measured/nominal).

IUCLID 4 Section 4.2 Acute Tox. to Aquatic Invertebrates

Field Species: Phrases "Mysidopsis bahia" is mapped with IUCLID 5 phrase "Mysidopsis bahia (new name: Americamysis bahia)".

Field Exposure period: see 4.1 Acute/Prolonged Toxicity to Fish.

Field Endpoint (3 free text fields below LC100 field): see 4.1 Acute/Prolonged Toxicity to Fish.

Field MC (no field label; first subfield after label NOEC etc.): see 4.1 Acute/Prolonged Toxicity to Fish.

IUCLID 4 Section 4.3 Toxicity to Aquatic Plants e.g. Algae

Fields Method / Species: Determine whether a record is migrated to section 6.1.5 Toxicity to aquatic algae and cyanobacteria or 6.1.6 Toxicity to aquatic plants other than algae. Default section is 6.1.5 Toxicity to aquatic algae and cyanobacteria.

Field Species: Phrases "Brachydanio rerio" and "Salmo gairdneri" are mapped with IUCLID 5 phrases "Brachydanio rerio (new name: Danio rerio)" and "Salmo gairdneri (new name: Oncorhynchus mykiss)", respectively.

Field Exposure period: see 4.1 Acute/Prolonged Toxicity to Fish.

Field Endpoint (3 free text fields below LC100 field): see 4.1 Acute/Prolonged Toxicity to Fish.

Field MC (no field label; first subfield after label NOEC etc.): see 4.1 Acute/Prolonged Toxicity to Fish.

IUCLID 4 Section 4.4 Tox. to Microorganisms e.g. Bacteria

Field Type: For phrases "field" and "other" following note is included in the migration report: Check whether moving the record to another chapter is more appropriate. (To be decided on a case by case basis)

Field Exposure period: see 4.1 Acute/Prolonged Toxicity to Fish.

Field Endpoint (3 free text fields below LC100 field): see 4.1 Acute/Prolonged Toxicity to Fish.

Field MC (no field label; first subfield after label NOEC etc.): see 4.1 Acute/Prolonged Toxicity to Fish.

IUCLID 4 Section 4.5.1 Chronic Toxicity to Fish

Field Species: Phrases "Brachydanio rerio" and "Salmo gairdneri" are mapped with IUCLID 5 phrases "Brachydanio rerio (new name: Danio rerio)" and "Salmo gairdneri (new name: Oncorhynchus mykiss)", respectively.

Field Exposure period: see 4.1 Acute/Prolonged Toxicity to Fish.

Field Endpoint (3 free text fields below LC100 field): see 4.1 Acute/Prolonged Toxicity to Fish.

Field MC (no field label; first subfield after label NOEC etc.): see 4.1 Acute/Prolonged Toxicity to Fish.

IUCLID 4 Section 4.5.2 Chronic Tox. to Aquatic Invertebrates

Field Species: Phrases "Mysidopsis bahia" is mapped with IUCLID 5 phrase "Mysidopsis bahia (new name: Americamysis bahia)".

Field Exposure period: see 4.1 Acute/Prolonged Toxicity to Fish.

Field Endpoint (3 free text fields below LC100 field): see 4.1 Acute/Prolonged Toxicity to Fish.

Field MC (no field label; first subfield after label NOEC etc.): see 4.1 Acute/Prolonged Toxicity to Fish.

IUCLID 4 Section 4.6.1 Toxicity to Sediment Dwelling Organisms

Field Exposure period: see 4.1 Acute/Prolonged Toxicity to Fish.

Field Endpoint (3 free text fields below LC100 field): see 4.1 Acute/Prolonged Toxicity to Fish.

Field MC (no field label; first subfield after label NOEC etc.): see 4.1 Acute/Prolonged Toxicity to Fish.

Fields Method: For phrases "Chironomid test using spiked sediment" / "Chironomid test using spiked water" / "Oligochaete test using spiked sediment" the following notes are included in the migration report: Check if equivalent or similar to OECD Guideline 218 and adjust as appropriate. / Check if equivalent or similar to OECD Guideline 219 and adjust as appropriate. / Check if OECD guideline available and adjust as appropriate.

IUCLID 4 Section 4.6.2 Toxicity to Terrestrial Plants

Field Exposure period: see 4.1 Acute/Prolonged Toxicity to Fish.

Field Endpoint (3 free text fields below LC100 field): see 4.1 Acute/Prolonged Toxicity to Fish.

Field MC (no field label; first subfield after label NOEC etc.): see 4.1 Acute/Prolonged Toxicity to Fish.

IUCLID 4 Section 4.6.3 Toxicity to Soil Dwelling Organisms

Field Species: Determines whether a record is migrated to section 6.3.1 Toxicity to soil macroorganisms except arthropods or 6.3.2 Toxicity to terrestrial arthropods. Default section is 6.3.1 Toxicity to soil macroorganisms except arthropods. For phrases "soil dwelling microorganisms", "other soil dwelling microorganisms", or "other" the following note is included in the migration report: Species may not be valid for this endpoint. If so, consider moving of study to appropriate chapter. (To be decided on a case by case basis).

Field Exposure period: see 4.1 Acute/Prolonged Toxicity to Fish.

Field Endpoint (3 free text fields below LC100 field): see 4.1 Acute/Prolonged Toxicity to Fish.

Field MC (no field label; first subfield after label NOEC etc.): see 4.1 Acute/Prolonged Toxicity to Fish.

IUCLID 4 Section 4.6.4 Tox. to other Non-Mamm. Terr. Species

Fields Species / Method: Determine whether a record is migrated to section 6.3.1 Toxicity to soil macroorganisms except arthropods or 6.3.2 Toxicity to terrestrial arthropods, 6.3.5 Toxicity to birds or 6.3.6 Toxicity to other above-ground organisms. Default section is 6.3.6 Toxicity to other above-ground organisms. For phrases "soil dwelling microorganisms", "other soil dwelling microorganisms", or "other" the following note is included in the migration report: Species may not be valid for this endpoint. If so, consider moving of study to appropriate chapter. (To be decided on a case by case basis).

Field Exposure period: see 4.1 Acute/Prolonged Toxicity to Fish.

Field Endpoint (3 free text fields below LC100 field): see 4.1 Acute/Prolonged Toxicity to Fish.

Field MC (no field label; first subfield after label NOEC etc.): see 4.1 Acute/Prolonged Toxicity to Fish.

IUCLID 4 Section 4.7 Biological Effects Monitoring

No specific migration issues.

IUCLID 4 Section 4.8 Biotransformation and Kinetics

No specific migration issues.

IUCLID 4 Section 4.9 Additional Remarks

No specific migration issues.

D.17.4.2.2.5. IUCLID 4 Section 5: Toxicity

For general migration issues refer to the explanations given under chapter D.17.4.2.1 General migration issues. In the following only specific aspects are addressed.

IUCLID 4 Section 5.0 Toxicokinetics, Metabolism and Distribution

No specific migration issues.

IUCLID 4 Section 5.1.1 Acute Oral Toxicity

Field No. of animals: According to the context-sensitive help text in IUCLID 4, this field prompts for the "number of animals per dose". Therefore it is migrated to target field Number of animals per sex per dose.

IUCLID 4 Section 5.1.2 Acute Inhalation Toxicity

Field No. of animals: According to the context-sensitive help text in IUCLID 4, this field prompts for the "number of animals per dose". Therefore it is migrated to target field Number of animals per sex per dose.

IUCLID 4 Section 5.1.3 Acute Dermal Toxicity

Field No. of animals: According to the context-sensitive help text in IUCLID 4, this field prompts for the "number of animals per dose". Therefore it is migrated to target field Number of animals per sex per dose.

IUCLID 4 Section 5.1.4 Acute Toxicity, other Routes

Field No. of animals: According to the context-sensitive help text in IUCLID 4, this field prompts for the "number of animals per dose". Therefore it is migrated to target field Number of animals per sex per dose.

IUCLID 4 Section 5.2.1 Skin Irritation

Field Results: Target field is Interpretation of results in part Applicant's summary and conclusion. See context-sensitive help text for this field: Note that a classification in the strict sense is normally not based on an individual study, but includes a weight of evidence evaluation of all relevant data. However, if a single study is used for a classification, you can indicate this In the supplementary remarks field.

Field Classification: Target field is Conclusions in part Applicant's summary and conclusion based on before-mentioned guidance.

IUCLID 4 Section 5.2.2 Eye Irritation

Field Results: Target field is Interpretation of results in part Applicant's summary and conclusion. See context-sensitive help text for this field: Note that a classification in the strict sense is normally not based on an individual study, but includes a weight of evidence evaluation of all relevant data. However, if a single study is used for a classification, you can indicate this In the supplementary remarks field.

Field Classification: Target field is Conclusions in part Applicant's summary and conclusion based on before-mentioned guidance.

IUCLID 4 Section 5.3 Sensitization

Target section is 7.4.1 Skin sensitisation because all specified test types available from the IUCLID 4 picklist in field Type address skin sensitisation tests.

Fields under heading Concentration: These fields are concatenated and migrated to target field Details on study design (Traditional tests), e.g.:

1st application: Induction 2 % active substance open epicutaneous 2nd application: Challenge undiluted occlusive epicutaneous 3rd application: Challenge 3 % semiocclusive

Field Results: Target field is Interpretation of results in part Applicant's summary and conclusion. See context-sensitive help text for this field: Note that a classification in the strict sense is normally not based on an individual study, but includes a weight of evidence evaluation of all relevant data. However, if a single study is used for a classification, you can indicate this in the supplementary remarks field.

Field Classification: Target field is Conclusions in part Applicant's summary and conclusion based on before-mentioned guidance.

IUCLID 4 Section 5.4 Repeated Dose Toxicity

Fields Route / Method: Determine whether a record is migrated to section 7.5.1 Repeated dose toxicity: oral, 7.5.2 Repeated dose toxicity: inhalation, 7.5.3 Repeated dose toxicity: dermal or 7.5.4 Repeated dose toxicity: other routes.

Field Method: For phrases related to neurotoxicity, i.e. OECD Guideline 418, OECD Guideline 419, EPA OTS 798.6560, EPA OTS 798.6450, EPA OTS 798.6540, EPA OPP 81-7, EPA OPPTS 870.6100, Directive 96/54/EC, B.7, Directive 96/54/EC, B.38, the following note is included in the migration report: If results from neurotoxicity study need also be recorded in chapter "Neurotoxicity", consider copying of study to that chapter. (Just a hint to tell the user that neurotoxicity data should/could be recorded in another section)

Field Method: For phrase related to neurotoxicity, i.e. OECD combined study TG422, thefollowing note is included in the migration report: Consider copying of study to appropriate chapter for Reproduction / Developmental Toxicity. (Just a hint to tell the user that neurotoxicity data should/could be recorded in another section).

IUCLID 4 Section 5.5 Genetic Toxicity 'in Vitro'

Field Type: The picklist phrases of this field mix up the primary study types and test systems subsumed under a primary study type, e.g., "Ames test" and "Bacterial reverse mutation assay". The corresponding target field in IUCLID 5 has been redesigned in such a way that the picklist phrases specify the primary study type. The IUCLID 4 phrases are mapped accordingly, e.g., "HGPRT assay" triggers phrase selection "mammalian cell gene mutation assay" in target field Type of genotoxicity. In addition, the original IUCLID 4 value is migrated to field Details on test system and conditions.

Field Results: Target field is Interpretation of results in part Applicant's summary and conclusion.

IUCLID 4 Section 5.6 Genetic Toxicity 'in Vivo'

Field Results: Target field is Interpretation of results in part Applicant's summary and conclusion.

IUCLID 4 Section 5.7 Carcinogenicity

No specific migration issues.

IUCLID 4 Section 5.8.1 Toxicity to Fertility

No specific migration issues.

IUCLID 4 Section 5.8.2 Developmental Toxicity/Teratogenicity

Field Method: Determines whether a record is migrated to section 7.8.2 Developmental toxicity / teratogenicity or 7.9.1 Neurotoxicity. (phrases = EPA OTS 795.2500 (Developmental Neurotoxicity Screen), EPA OPP 83-3 (Prenatal Developmental Toxicity Study), EPA OPPTS 870.6300 (Developmental Neurotoxicity Study)).

IUCLID 4 Section 5.8.3 Toxicity to Reproduction, Other Studies

No specific migration issues.

IUCLID 4 Section 5.9 Specific Investigations

Field Endpoint: Determines whether a record is migrated to section 7.9.1 Neurotoxicity, 7.9.2 Immunotoxicity or 7.9.3 Specific investigations: other studies.

IUCLID 4 Section 5.10 Exposure Experience

Field Type of experience: Determines whether a record is migrated to section 7.11 Toxic effects on livestock and pets (phrases = Livestock - Exposure through Feeding, Pets - Exposure through Feeding, Livestock, Pets), 7.10.1 Health surveillance data (phrases = Human - Medical Data, Health records from industry, Health records, other), 7.10.2 Epidemiological data (phrase = Human - Epidemiology), 7.10.3 Direct observations: clinical cases, poisoning incidents and other (phrases = Direct observation, clinical cases, Direct observation, poisoning incidents, Direct observation, other) or 7.10.5 Exposure related observations in humans: other data (phrases = Human - Exposure through Food, Human, other).

IUCLID 4 Section 5.11 Additional Remarks

Field Type: Determines whether a record is migrated to section 7.11 Toxic effects on livestock and pets (phrase = EPA OPPTS 870.7200 (Companion Animal Safety)), 7.9.3 Specific investigations: other studies (phrases = Behaviour, Biochemical or cellular interactions, Chemobiokinetics general studies, Cytotoxicity, Directive 2000/33/EC, B.41), 7.1.1 Basic toxicokinetics (phrases = Distribution, Excretion, Metabolism, Toxicokinetics, EPA OTS 795.2230, EPA OTS 795.2280, EPA OTS 795.2300, EPA OTS 795.2310, EPA OTS 795.2320, EPA OTS 795.2350, EPA OTS 798.7485, EPA OPP 85-1, EPA OPPTS 870.7485, EPA OPPTS 870.8320, EPA OPPTS 870.8340, EPA OPPTS 870.8360, EPA OPPTS 870.8380, EPA OPPTS 870.8500, OECD Guide-line 417, Directive 88/302/EEC, B.36), 7.1.2 Dermal absorption (phrases = EPA OTS 795.2250, EPA OTS 795.2260, EPA OPPTS 870.7600, EPA OPPTS 870.8245, EPA OPPTS 870.8300), 7.9.2 Immunotoxicity (phrases = Immunotoxicity, EPA OPP 85-7) or 7.9.1 Neurotoxicity (phrases = Neurotoxicity, EPA OTS 798.6050, EPA OTS 798.6500, EPA OTS 798.6850, EPA OTS 798.6855, EPA OPP 81-8, EPA OPP 85-5, EPA OPP 85-6, EPA OPPTS 870.6200, EPA OPPTS 870.6500, EPA OPPTS 870.6850, EPA OPPTS 870.6855, OECD Guide-line 424, Directive 96/54/EC, B.37, Directive 96/54/EC, B.38).

Note

The IUCLID 4 picklist for field Type is very heterogeneous as it includes types of endpoints, study types and test guidelines. This informations is migrated to appropriate fields in the corresponding target sections.

D.17.4.2.2.6. IUCLID 4 Section 6: Analytical Methods for Detection and Identification

For general migration issues refer to the explanations given under chapter D.17.4.2.1 General migration issues. In the following only specific aspects are addressed.

IUCLID 4 Section 6.1 Analytical Methods

No specific migration issues

IUCLID 4 Section 6.2 Detection and Identification

No specific migration issues

D.17.4.2.2.7. IUCLID 4 Section 7: Effectiveness against Target Organisms and Intended Uses

For general migration issues refer to the explanations given under chapter D.17.4.2.1 General migration issues. In the following only specific aspects are addressed.

It should be noted that IUCLID 4 sections 7.1, 7.3 and 7.5 are migrated to one combined endpoint study record in IUCLID 5 section 10.1 Effectiveness against target organisms and intended uses - general information. IUCLID 4 section 7.2 includes efficacy data and is therefore migrated to 10.2 Efficacy data.

IUCLID 4 Section 7.1 Function

Target section is 10.1 Effectiveness against target organisms and intended uses - general information.

IUCLID 4 Section 7.2 Effects on Organisms to be Controlled

Target section is 10.2 Efficacy data.

IUCLID 4 Section 7.3 Organisms to be Protected

Target section is 10.1 Effectiveness against target organisms and intended uses - general information.

IUCLID 4 Section 7.4 User

Target section is 3.9 Biocidal information.

IUCLID 4 Section 7.5 Resistance

Target section is 10.1 Effectiveness against target organisms and intended uses - general information.

D.17.4.2.2.8. IUCLID 4 Section 8: Measures Necessary to Protect Man, Animals and the Environment

For general migration issues refer to the explanations given under chapter D.17.4.2.1 General migration issues. In the following only specific aspects are addressed.

The information from this section is migrated into the appropriate fields of IUCLID 5 section 11 Guidance on safe use. As described for IUCLID 4 section 1.9.1, records from that section are also migrated to IUCLID 5 section 11 Guidance on safe use, if they contain information that is relevant here.

D.17.4.2.2.9. IUCLID 4 Section 9: References (no real section)

Section 9 is no real section in IUCLID 4, but reserved for storing all bibliographic references (freetexts pf type RE) internally. This section, however, can be accessed when using the so-called Field editor (FED) feature of IUCLID 4. This feature is not supported by the migration tool, because it is not possible to capture the different pieces of information comprising a bibliographic reference and transfer them into the structured fields now provided in IUCLID 5.

D.17.4.2.2.10. IUCLID 4 Section 10: Summary and Evaluation

For general migration issues refer to the explanations given under chapter D.17.4.2.1 General migration issues. In the following only specific aspects are addressed.

IUCLID 4 Section 10.1 End Point Summary

Field Chapter: Determines the target section where an Endpoint summary record is created. For example, phrase "2 Chapter Physico-chemical Data" triggers migration to IUCLID 5 section 4 Physical and chemical properties, phrases ".1.3 Acute Oral Toxicity", "5.1.2 Acute Inhalation Toxicity" or ".1.3 Acute Dermal Toxicity" trigger migration to section 7.2 Acute Toxicity. For each IUCLID 4 record a separate Endpoint summary record is created in IUCLID 5.

Field Memo: Migrated to target field Discussion (rich text area) with preceding text "Endpoint summary:"

IUCLID 4 Section 10.2 Hazard Summary

Target section is 13 Assessment Reports. For each IUCLID 4 record a separate Assessment Reports record is created in IUCLID 5.

Field Memo: Migrated to target field Description.

Field Chapter: Migrated to target field Type of report, phrase "other: IUCLID 4 Hazard Summary: <chapter title>".

IUCLID 4 Section 10.3 Risk Assessment

Target section is 13 Assessment Reports. For each IUCLID 4 record, a separate Assessment Reports record is created in IUCLID 5.

Field Memo: Migrated to target field Description. In addition, default text "IUCLID 4 Risk Assessment" is entered in IUCLID 5 field Type of report.

D.17.4.3. Post-processing of migrated datasets for categories / templates

There is no formal difference between categories and templates in IUCLID 4. In fact there is no "category" object in IUCLID 4 and only a very limited category concept could be realised in and entered into IUCLID 4. All templates in IUCLID 4 are therefore migrated as inheritable templates into IUCLID 5. In the case that the IUCLID 4 data describe a category, the data have to be reorganised after importing them into IUCLID 5. A new category has to be created and the automatically created template and all associated substances have to be added to this category.

Guidance on how to manage categories with IUCLID 5 is given in chapter D.6 Category (create and update Category related information).

D.17.4.4. Post-processing of migrated datasets for mixtures

Mixtures were not foreseen in IUCLID 4. The only way to specify that a substance is part of a mixture was to link the substances through IUCLID 4 section 9.2. Unfortunately this information cannot be migrated automatically so that mixture objects have to be created manually in IUCLID 5 and the compound substances have to be added separately to this mixture.

Guidance on how to manage categories with IUCLID5 is given in chapter D.7 Mixture (create and update Mixture related information).